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Operationalizing a Strategic Plan: What does this mean and why do we want that?

Besides being a cool seven-syllable word, ‘operationalizing’ is a word that packs a punch. When I speak with current or potential clients, I frequently have recourse to it and use it to make a great case for us (CSR), what we do, how we do it, and why.


[Client/potential client]: Tell me what you do.


[Me]: We create greater happiness and success for organizations and their leadership. The primary way we do this is via the creation, and if so desired, implementation of a strategic plan.


[C]: Ah. Well, we’ve done one of those before. Kind of a waste of time; spent a TON of time and money on a company that took us off-site for a weekend, made us get in touch with our feelings, ran us through the wringer to come up with a plan, and then we never saw it again. 


[M]: I get it. Unfortunately, that’s not an uncommon experience. We end up cleaning up after a lot of these types of efforts. Care to hear how we’re different?


[C]: Sure.


[M]: We get really excited about our process because we truly offer a transformative experience to those organizations that seek it and want to be held accountable (and hold us accountable!). By taking our jointly-created work product and operationalizing it, we ensure that our work product doesn’t end up sitting on a shelf gathering dust.


Why is operationalizing something such a big deal? If the plan is written well enough, shouldn’t that be enough?


It’s a good question. Certainly, a well-written plan is key. It needs to be as jargon-free as possible and written as if we (CSR) are not going to be around to hand-hold after the session. Nonetheless, though all of our clients are top-notch, smart, driven experts, they are exactly that: experts. Experts in what THEY do versus what WE do. Though nothing says they couldn’t figure out how to take the plan and run with it on their own, the probability of success (with ‘success’ being defined as the use and implementation of the plan in the business to effect change and achieve transformational growth) drops precipitously when a leader elects to try and go it on their own. Reasons include:


  1. They already have a (more than) full-time job without having to take on the task of implementing the strategic plan.

  2. They are figuring it out as they go along versus knowing what they’re about and what needs to be done.

  3. Typically, managing people is not what our clients excel at. Again, not that they CAN’T do it, they just haven’t been trained and had experience doing it. And the human piece is often a pivotal aspect of what we do.


Let’s look at an example of what operationalizing looks like in this context; it truly is eye-opening as to everything that goes into this.


Step 1: Begin at the beginning.

Even before we have the strategic planning session, our process has begun. We research our client, understand how they compare to others in their industry, and think about how this client compares to prior clients. We formulate a questionnaire tailored to this specific client and also request financials. As this data begins to come in, CSR team members selected for the session meet and begin to examine what is in play. As with programming, the stage–of much of what we seek to accomplish–is set before we even meet the client.


Step 2: Listen.

Team listening to Strategic Plan

We prefer to present our clients with drafts of all work rather than challenging them with a blank page – “starting from scratch” has some benefits, however, we have found, for our clients, that time is of the essence and that they need an effective AND efficient process to get there. Before we do this, we elicit live, in-session content to inform and confirm our perceptions and preparation. Though not frequent, there are times when we have had to supplement and/or modify what we came into the session prepared to do; this willingness to stop and consider new/different inputs doesn’t happen without the patience to discern where the client is and what they are bringing with them into the session.


Step 3: Capture it all.

Through the questionnaire responses, understanding the client's “organizational DNA” (aka Mission/Vision/Values), listening live in session, and reviewing the SWOT (Strengths, Weaknesses, Opportunities, Threats) analysis, a comprehensive understanding of the client and their organization is achieved. It is not uncommon to have 2-3 pages worth of opportunities captured as a result of this exercise. Many insights come from the SWOT (strengths to deploy, weaknesses to shore up, threats to defend against) and other session inputs while others emerge from our knowledge of other clients and/or the marketplace.


Step 4: Prioritize. Ruthlessly.

We like to remind our clients that they can’t have 15 “#1 Priorities”. Using the tools we have worked with them to develop, other pruning tools are deployed, and from a starting list of perhaps 100, a subset of 15-20 are generated. See below for a sample case from a law firm client with whom we recently worked and how starting wide, we narrowed down to the top, most impactful priorities:


The universe of options


  • Create Partnership Agreement

  • Update compensation methodology to ensure all Firm members understand how to maximize their earning potential

  • Ensure inclusion of means by which departing partners can monetize their equity

  • Secure agreement of all partners on the definition and implementation of accountability and measures to implement and reinforce it

  • Define what constitutes Partnership/Path to Partnership

  • Audit and update Legal Practice Management System (LPMS) with a focus on intake (onboarding and conflict checks) and billing improvements

  • Optimize internal communications to eliminate silo mentality

  • Perform staff DiSC assessment and explore leadership development coaching

  • Create and implement detailed five-year business plan highlighting path to desired profitability

  • Identify Key Performance Indicators (KPIs) and track actual to industry best practices:

    • Utilization

    • Realization

    • Conversion rate

    • Responsiveness (across all practice areas)

    • Marketing metrics and goals 

    • Practice Area Profitability Analysis

  • Identify and delegate administrative duties off of retiring Founding Equity Partner

  • Documentation and workflow capture of administrative tasks

  • Succession planning

  • Focus/attention on work-life balance

  • Create transition plan for Firm administrator

  • Clarification of what it takes to be a successful Firm associate:

  • Implementing procedures to accurately evaluate associate contributions

  • Establishing clear expectations for associate performance

  • Creation and implementation of market research based marketing strategy that translates across all practice areas 

  • Business development:

    • Coaching (Build a sales pipeline)

    • Build a strong referral network including cross-industry referrals

    • Identify ROI from networking groups 

    • Mining of all partners’ databases

    • Communications

  • Internal and external reporting on firm achievements and recognitions

  • Implementation of regular detailed client surveys to inform marketing decisions

  • Development of contingency plan in the instance of partner loss

  • Identify weaknesses and implement procedures for time management optimization

  • Create a model/system to determine when additional capacity is needed

  • Cultivate opportunities for mentoring staff

  • Continued morale & team-building for staff

  • Incorporation of LLTs/maximizing use of non-attorneys

  • Create robust, unified satellite office strategy

 

With the above in hand, the first cut is applied and a prioritized list is broken out by functional area – this doesn’t mean the items discarded are not important. It means that the ‘survivors’ are more important and have a time-sensitive aspect to them that connotes a sense of urgency. We break these out by functional area:


First Cut


Operations

  • Create and sign a partnership agreement

  • Formalize and document all systems, processes, and procedures 

  • Implement an LPMS

  • Create Operations Manual and update Employee Manual in sync with Firm growth 

  • Benchmark business with industry best practices 

  • Create a detailed Succession Planning Strategy that outlines procedures for ramping down departing attorneys involvement while mapping their responsibilities to designated recipients

  • Develop, refine, and implement Key Performance Indicators (KPIs) such as utilization, realization, etc.


Finance & Administration

  • The Development and Implementation of a Firm Budget

  • Review Firm compensation model options to link compensation to performance

  • Create detailed 1-3-5-year strategic objectives with quantified benchmarks 

  • Implement systems to accurately capture data for detailed practice area profitability analysis

  • Track profitability across practice areas


Human Resources & Staffing

  • Publish and communicate Firm Mission, Vision, and Values in a practical, intentional manner

  • Audit and examine overall Firm human resources practices

  • Ensure staff adherence to Firm’s culture standards

  • Disseminate Operations and Employee Manuals once they are reviewed and updated

  • Recruit and retain talented attorneys with an eye on formalizing a Path to Partnership that will excite and engage the future leaders of the Firm


Marketing

  • Fine tune and automate existing marketing strategy 

  • Identify and onboard marketing resource to implement Firm’s marketing vision

  • Track sales pipeline and conversion rates based on interactions with marketing campaigns 


Business Development

  • Refine overall business development strategy and prioritize implementation plan

  • Update Ideal Client and Referral Profiles

  • Review all Partner Rolodexes and confirm procedures to keep KSLN top of mind with all relevant contacts

  • Refine and implement a plan to target ideal client and referral sources

  • Identify additional avenues for networking efforts and form strong referral relationships 

  • Fully leverage membership/leadership in existing networking groups and explore additional networking groups


There’s still a lot of objectives present – what next? Applying the final cut – what do the Firm and its owners need RIGHT now – allows us to propose the right objectives to achieve maximum impact. This subset is then fleshed out at a top level to flag the types of work and effort necessary to achieve success. Through this effort, which still requires significant drill down to generate an actionable project plan, the client sees what is necessary to translate theory into practice:


Objective 1: Create and File a Firm Partnership Agreement - (Phase 1)


  1. Review all partner roles and responsibilities within the Firm 

    1. Explore conflicts and crises that may have existed due to the lack of a partnership agreement

    2. Determine inefficiencies in the compensation structure that may be limiting growth opportunities

    3. Explore options to perform partner DiSC analysis

    4. Review Capital Contribution Requirement

    5. Determine voting structure (weighted vs per capita)

  2. Establish Profit Distribution Protocols

  3. Determine need for Retirement, Death and Disability Clauses

  4. Review/confirm current Path to Partnership documents and revisit employee growth charts

  5. Review current Firm compensation model and suggest recommendations to promote productivity

  6. Establish framework for Firm succession planning


Objective 2: Legal Practice Management System Vendor Onboarding


  1. Determine Firm management system needs

    1. Identify must-haves and like-to-haves

    2. Define what is working effectively and what needs improvement

    3. Identify practice area needs across Firm offices

    4. Confirmation of desired needs from Firm Partnership Group

  2. Create weighted matrix

    1. Determine the 4-5 essential characteristics for evaluation

    2. Assign a weight to each category

    3. Approval of matrix by Firm

  3. Research top providers of identified management systems

    1. Check with Firm and local contacts for vendor recommendations

    2. Leverage CSR’s network and referral partners for potential vendors

    3. Carry out research for potential vendors

  4. Request proposals and fill in matrix

    1. Request proposals from each vendor to obtain more specific information

    2. Confirm timeframe for vendor meetings/calls with CSR

    3. Complete matrix based on information received and perceived

  5. Review matrix with Firm

    1. Discuss pros and cons of each identified vendor

    2. Select top options with Firm for in-person meetings

  6. Meet with top vendors (and Firm)

  7. Selection & hiring

    1. Determine contracting arrangement and negotiate acceptable terms

    2. Firm Partnership Group agrees upon a vendor 

    3. Sign contract

  8. Onboarding & training

    1. Establish cutover timeline

    2. Coordinating meeting between Firm office administrators and vendor

    3. Establish workflow for inputs (bills, invoices, etc.)

    4. Define checklist of regular activities

    5. Establish regular check-ins during update meetings


Objective 3: Establish a Satellite Office Management and Growth Strategy (Phase 1)


  1. Review all satellite office revenue, expense, and projection reports

    1. Audit uniformity of systems and procedures across all Firm office locations

    2. Meet with satellite office partners to review individual office yearly goals

    3. Review Welch Grid analysis for satellite office employee misalignment

  2. Explore each office’s contribution to the overall Firm reputation

    1. Work with satellite office resources to create yearly office specific business plans 

    2. Incorporate Firm MVV’s throughout all office locations

  3. Identify top performers for possible promotion to Firm leadership roles

  4. Identify underperforming attorneys for revaluation of current roles


With an actionable level of objectives, in line with the Firm’s organizational DNA as well as market needs and growth targets, these top strategic objectives are positioned to be implemented. 


Step 4: Are we there yet?


Almost. With these prioritized objectives in place, we work with our clients to break them down and implement. This operationalization of the strategic plan allows for a direct connection between the plan as it was written and its activation. Equally, or perhaps MORE importantly, it also enables the strategic plan to stay alive and relevant, and not “gather dust on the shelf”. As objectives are completed, the original list (supplemented by new objectives that may have been noted and captured during the course of work) is re-prioritized and the next item that has been flagged for work gets tagged and worked. In this way, the client’s needs and priorities are constantly monitored and taken into account. The strategy remains relevant and implementable.


Transform Your Strategic Plan into Action


Reach out to us today at 404-850-7957 or send us an email at info@expertiseinresults.com.


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Start your journey towards strategic excellence with CSR—where your vision is our blueprint for success.


About Author


Alex Muñoz, Principal & Co-owner at CSR, is a seasoned entrepreneur with over 30 years of experience in driving strategic growth. Known for challenging norms and fostering significant ROI, Alex's diverse background spans from manufacturing to non-profits.

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